CLSA is an Asia’s leading capital markets and investment group, connecting global investors to insights, liquidity and capital to drive their investment strategies.Award-winning research, an extensive Asia footprint, direct links to China and highly experienced finance professionals differentiate our innovative products and services in asset management, alternative investment, corporate finance, capital markets, securities and wealth management.As the international platform of CITIC Securities, China’s largest investment bank, CLSA is uniquely positioned to facilitate cross border capital flows and bridge China to the world and the world to China.Founded in 1986 and headquartered in Hong Kong, CLSA operates from 20 cities across Asia, Australia, the Americas and Europe.For further information, please visit www.clsa.com.Department SummaryPhilippine Compliance is part of the CLSA Group Compliance function and responsible for developing, implementing and maintaining regulatory compliance policies and procedures for CLSA Philippines so as to ensure compliance with relevant regulatory requirements. The Department provides training, support and guidance to CLSA employees on regulatory and compliance matters and plan, manage and undertake CLSA Group Compliance projects which may be assigned from time to time.
CLSA is an Asia’s leading capital markets and investment group, connecting global investors to insights, liquidity and capital to drive their investment strategies.Award-winning research, an extensive Asia footprint, direct links to China and highly experienced finance professionals differentiate our innovative products and services in asset management, alternative investment, corporate finance, capital markets, securities and wealth management.As the international platform of CITIC Securities, China’s largest investment bank, CLSA is uniquely positioned to facilitate cross border capital flows and bridge China to the world and the world to China.Founded in 1986 and headquartered in Hong Kong, CLSA operates from 20 cities across Asia, Australia, the Americas and Europe.For further information, please visit www.clsa.com.Department SummaryPhilippine Compliance is part of the CLSA Group Compliance function and responsible for developing, implementing and maintaining regulatory compliance policies and procedures for CLSA Philippines so as to ensure compliance with relevant regulatory requirements. The Department provides training, support and guidance to CLSA employees on regulatory and compliance matters and plan, manage and undertake CLSA Group Compliance projects which may be assigned from time to time.
CLSA is an Asia’s leading capital markets and investment group, connecting global investors to insights, liquidity and capital to drive their investment strategies.Award-winning research, an extensive Asia footprint, direct links to China and highly experienced finance professionals differentiate our innovative products and services in asset management, alternative investment, corporate finance, capital markets, securities and wealth management.As the international platform of CITIC Securities, China’s largest investment bank, CLSA is uniquely positioned to facilitate cross border capital flows and bridge China to the world and the world to China.Founded in 1986 and headquartered in Hong Kong, CLSA operates from 20 cities across Asia, Australia, the Americas and Europe.For further information, please visit www.clsa.com.Department SummaryPhilippine Compliance is part of the CLSA Group Compliance function and responsible for developing, implementing and maintaining regulatory compliance policies and procedures for CLSA Philippines so as to ensure compliance with relevant regulatory requirements. The Department provides training, support and guidance to CLSA employees on regulatory and compliance matters and plan, manage and undertake CLSA Group Compliance projects which may be assigned from time to time.