The Investigation and Enforcement Department conducts investigations of alleged violations of securities laws.
The Investigation and Enforcement Department conducts investigations of alleged violations of securities laws.
7d ago
7d ago
Company Profile
Company overview
Industry
Financial Investment Services
Specialities
Compliance, Financial Audit
Company size
11-50
Primary location
7 & 8F PSE Tower, 5th Avenue cor. 28th Street, BGC
The Capital Markets Integrity Corporation (CMIC) is a wholly-owned subsidiary of the Philippine Stock Exchange (PSE) and has the primary mandate of safeguarding the interests of the investing public and maintaining the integrity of the capital markets.As a self-regulatory organization (SRO), the CMIC monitors trading activities, conducts audit of the pertinent books and records of PSE trading participants (TPs), and enforces compliance with the securities laws by the TPs. In pursuance of the securities laws, the CMIC carries out the enforcement role of an SRO by investigating and resolving cases involving violations of securities laws.
Jobs at Capital Markets Integrity Corporation
Based on your search activityThe Auditor directly supervises the conduct of the regulatory audit to assess the compliance of TPs with the Securities Laws.
The Auditor directly supervises the conduct of the regulatory audit to assess the compliance of TPs with the Securities Laws.
7d ago
7d ago
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Recent reviews
5.0
Legal Officer
Jun 2019current employee
Good Company, Great People
The good things1. Learned a lot about trading irregularities and market manipulation.
2. The people are very generous and kind. We're like family.
3. The work is not stressful, at all.
4. The benefits are amazing!
The challengesLess opportunity to grow 'cause you'll only be dealing with securities
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